-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ols7VqpX7HFVmXd2SQnWrxku/kSFZMf1RCbH5+P052XAvkOcSB4Rv1NPDwIGrB7T wJtEglYOgTFOpc5rwjf6Kg== 0000909518-02-000461.txt : 20020612 0000909518-02-000461.hdr.sgml : 20020612 20020612172349 ACCESSION NUMBER: 0000909518-02-000461 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020612 GROUP MEMBERS: ABIGAIL S. WEXNER GROUP MEMBERS: HEALTH AND SCIENCE INTERESTS II GROUP MEMBERS: THE BIRTHDAY TRUST GROUP MEMBERS: THE CHILDREN TRUST GROUP MEMBERS: WEXNER CHILDREN HOLDINGS GROUP MEMBERS: WEXNER CHILDRENS TRUST GROUP MEMBERS: WEXNER CHILDRENS TRUST II GROUP MEMBERS: WEXNER FOUNDATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33912 FILM NUMBER: 02677664 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 1600 CITY: COLUMBUS STATE: OH ZIP: 43230 BUSINESS PHONE: 6144797000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 1600 CITY: COLUMBUS STATE: OH ZIP: 43230 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEXNER LESLIE H CENTRAL INDEX KEY: 0000901359 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL INC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3123213136 MAIL ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL IC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 SC 13D/A 1 mv6-12_13da.txt ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 27) LIMITED BRANDS, INC. (Name of Issuer) COMMON STOCK, $0.50 PAR VALUE 532716-10-7 - -------------------------------------- --------------------------------------- (Title of class of securities) (CUSIP number) RAYMOND O. GIETZ, ESQ. WEIL, GOTSHAL & MANGES LLP 767 FIFTH AVENUE NEW YORK, NEW YORK 10153 (212) 310-8000 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) JUNE 10, 2002 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. ================================================================================
- ----------------------------------------------------------------- ---------------------------------------------- CUSIP No. 532716-10-7 13D Page 2 - ----------------------------------------------------------------- ---------------------------------------------- - ----------------- ----------------------------------------------- ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Leslie H. Wexner I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------- -------------------------- ---------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ----------------- -------------------------------------------------------------- ---------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - --------------------------- ------ --------------------------------------------- ---------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 44,857,133 SHARES ------ --------------------------------------------- ---------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 21,408,371 OWNED BY ------ --------------------------------------------- ---------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 45,988,109 REPORTING ------ --------------------------------------------- ---------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 21,408,371 - ----------------- ------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 67,396,480 - ----------------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [X] - ----------------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 12.9% - ----------------- ----------------------------------------------- ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: IN - ----------------- ----------------------------------------------- ------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 2 - ----------------------------------------------------------------- ---------------------------------------------- CUSIP No. 532716-10-7 13D Page 3 - ----------------------------------------------------------------- ---------------------------------------------- - ----------------- ----------------------------------------------- ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Abigail S. Wexner I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------- -------------------------- ---------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ----------------- -------------------------------------------------------------- ---------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - --------------------------- ------ --------------------------------------------- ---------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: -0- SHARES ------ --------------------------------------------- ---------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 10,008,371 OWNED BY ------ --------------------------------------------- ---------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: -0- REPORTING ------ --------------------------------------------- ---------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 10,008,371 - ----------------- ------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 10,008,371 - ----------------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [X] - ----------------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.9% - ----------------- ----------------------------------------------- ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: IN - ----------------- ----------------------------------------------- ------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 3 - ----------------------------------------------------------------- ---------------------------------------------- CUSIP No. 532716-10-7 13D Page 4 - ----------------------------------------------------------------- ---------------------------------------------- - ----------------- ----------------------------------------------- ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Health and Science Interests II I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------- -------------------------- ---------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ----------------- -------------------------------------------------------------- ---------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio - --------------------------- ------ --------------------------------------------- ---------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 4,900,000 SHARES ------ --------------------------------------------- ---------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ --------------------------------------------- ---------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 4,900,000 REPORTING ------ --------------------------------------------- ---------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------------- ------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 4,900,000 - ----------------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.9% - ----------------- ----------------------------------------------- ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - ----------------- ----------------------------------------------- ------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 4 - ----------------------------------------------------------------- ---------------------------------------------- CUSIP No. 532716-10-7 13D Page 5 - ----------------------------------------------------------------- ---------------------------------------------- - ----------------- ----------------------------------------------- ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Wexner Children Holdings I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------- -------------------------- ---------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ----------------- -------------------------------------------------------------- ---------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio - ------------------------------- ------ ----------------------------------------- ---------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 4,296,630 SHARES ------ ----------------------------------------- ---------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ ----------------------------------------- ---------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 4,296,630 REPORTING ------ ----------------------------------------- ---------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------------- ------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 4,296,630 - ----------------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.8% - ----------------- ----------------------------------------------- ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - ----------------- ----------------------------------------------- ------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 5 - ----------------------------------------------------------------- ---------------------------------------------- CUSIP No. 532716-10-7 13D Page 6 - ----------------------------------------------------------------- ---------------------------------------------- - ----------------- ----------------------------------------------- ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: The Wexner Children's Trust II I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------- -------------------------- ---------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ----------------- -------------------------------------------------------------- ---------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio - ------------------------------- ------ ----------------------------------------- ---------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 6,500,000 SHARES ------ ----------------------------------------- ---------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ ----------------------------------------- ---------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 6,500,000 REPORTING ------ ----------------------------------------- ---------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------------- ------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 6,500,000 - ----------------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.3% - ----------------- ----------------------------------------------- ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - ----------------- ----------------------------------------------- ------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 6 - ----------------------------------------------------------------- ---------------------------------------------- CUSIP No. 532716-10-7 13D Page 7 - ----------------------------------------------------------------- ---------------------------------------------- - ----------------- ----------------------------------------------- ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: The Children Trust I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------- -------------------------- ---------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ----------------- -------------------------------------------------------------- ---------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio - ------------------------------- ------ ----------------------------------------- ---------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 14,984,800 SHARES ------ ----------------------------------------- ---------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ ----------------------------------------- ---------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 14,984,800 REPORTING ------ ----------------------------------------- ---------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------------- ------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 14,984,800 - ----------------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 2.9% - ----------------- ----------------------------------------------- ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - ----------------- ----------------------------------------------- ------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 7 - ----------------------------------------------------------------- ---------------------------------------------- CUSIP No. 532716-10-7 13D Page 8 - ----------------------------------------------------------------- ---------------------------------------------- - ----------------- ----------------------------------------------- ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: The Birthday Trust I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------- -------------------------- ---------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ----------------- -------------------------------------------------------------- ---------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio - ------------------------------- ------ ----------------------------------------- ---------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 5,703,370 SHARES ------ ----------------------------------------- ---------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ ----------------------------------------- ---------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 5,703,370 REPORTING ------ ----------------------------------------- ---------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------------- ------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 5,703,370 - ----------------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.1% - ----------------- ----------------------------------------------- ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - ----------------- ----------------------------------------------- ------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT!
8 This Amendment No. 27 amends the Schedule 13D dated June 25, 1985, as amended in certain respects by Amendments No. 1 through 26 thereto, and is filed by Leslie H. Wexner, for and on behalf of himself, Abigail S. Wexner, Health and Science Interests II, Wexner Children Holdings, The Wexner Children's Trust II, The Children Trust, and The Birthday Trust (collectively, the "Purchasers"), with respect to the common stock, $0.50 par value per share (the "Common Stock"), of Limited Brands, Inc. (the "Company"). Item 1. Security and Issuer. ------------------- On May 20, 2002, the Company changed its name from The Limited, Inc. to Limited Brands, Inc. Item 5. Interest in Securities of the Issuer. ------------------------------------ (a) The responses of the Purchasers to Rows (11) through (13) of the cover pages of this Amendment No. 27 are incorporated herein by reference. As of June 12, 2002, the Purchasers beneficially owned the number shares of the Common Stock listed below, representing approximately the percentage of the outstanding shares of Common Stock set forth opposite such number (the outstanding shares of Common Stock, 518,873,726, being based on the number of shares outstanding as of April 12, 2002 as reported in the Company's Annual Report on Form 10-K for the fiscal year ended February 2, 2002).
Person Number of Shares Percent of Class ------------------- ------------------------- ---------------------- 1. Leslie H. Wexner 67,396,480 (1)(3)(5)(6) 12.9% 2. Abigail S. Wexner 10,008,371 (2)(4)(7) 1.9% 3. Health and Science Interests II 4,900,000 (3) 0.9% 4. Wexner Children Holdings 4,296,630 (4) 0.8% 5. The Wexner Children's Trust II 6,500,000 (5) 1.3% 6. The Children Trust 14,984,800 (6) 2.9% 7. The Birthday Trust 5,703,370 (7) 1.1%
------------------------------ 1. Includes: 1,130,976 shares held in The Limited, Inc. Savings and Retirement Plan for Mr. Wexner's account (as of June 6, 2002) over which he exercises dispositive but not voting control; and 3,367,556 shares issuable within 60 days upon exercise of outstanding options held by Mr. Wexner. Also includes 10,008,371 shares beneficially owned by Abigail S. Wexner, Mr. Wexner's wife, as to which Mr. Wexner may be deemed to share the power to vote and direct the disposition. Excludes 400,000 shares held in a trust of which Mrs. Wexner is a beneficiary and as to which Mr. Wexner disclaims beneficial ownership. 2. Includes 4,980 shares issuable within 60 days upon exercise of outstanding options held by Mrs. Wexner. The power to vote or direct the disposition of the shares beneficially owned by Mrs. Wexner may be deemed to be shared with her husband, Leslie H. Wexner. Excludes 400,000 shares held in a trust of which Mrs. Wexner is a beneficiary 9 and as to which Mrs. Wexner disclaims beneficial ownership. Also excludes 57,388,109 shares beneficially owned by Leslie H. Wexner, Mrs. Wexner's husband, as to which Mrs. Wexner disclaims beneficial ownership. 3. Power to vote or direct the disposition of the 4,900,000 shares held by Health and Science Interests II may be deemed to be shared by its two trustees Leslie H. Wexner and, through a wholly-owned corporation, Jeffrey E. Epstein. Leslie H. Wexner and Jeffrey E. Epstein disclaim beneficial ownership of shares held by Health and Science Interests II. 4. Power to vote or direct the disposition of the 4,296,630 shares held by Abigail S. Wexner as the sole trustee of Wexner Children Holdings. 5. Power to vote or direct the disposition of 6,500,000 shares held by The Wexner Childen's Trust II may be deemed to be shared by Leslie H. Wexner, who may revoke the trust, and Jeffrey E. Epstein, as trustee. 6. Power to vote or direct the disposition of the 14,984,800 shares held by Leslie H. Wexner as the sole trustee of The Children Trust. 7. Power to vote or direct the disposition of the 5,703,370 shares held by Abigail S. Wexner as the sole trustee of The Birthday Trust. (b) The responses of the Purchasers to (i) Rows (7) through (10) of the cover pages of this Amendment No. 27 and (ii) Item 5(a) hereof are incorporated herein by reference. (c) In addition to the transaction described in Item 6 of this Amendment No. 27 (which is hereby incorporated herein by reference), during the past 60 days the Purchasers effected the following transactions in the Common Stock:
Date of Amount of Price per Where and Person Transaction Securities Share How Effected ------ ----------- ---------- ----- ------------ Health and Science Interests II 6/6/02 5,000,000 shares $20.25 NYSE (sale) Health and Science Interests II 6/10/02 3,500,000 shares $20.55 NYSE (sale) Health and Science Interests II 6/12/02 2,250,000 shares $20.35 NYSE (sale)
(d), (e): Not Applicable Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. ------------------------------------------------------------- On May 21, 2002, The Children Trust distributed 10,015,200 shares of Common Stock to Leslie H. Wexner without consideration in exchange. 10 Item 7. Materials to be Filed as Exhibits. --------------------------------- Exhibit 1 Joint Filing Agreement by and among Leslie H. Wexner, Abigail S. Wexner, Health and Science Interests II, Wexner Children Holdings, The Wexner Children's Trust II, The Children Trust, and The Birthday Trust, dated June 12, 2002. 11 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: June 12, 2002 Leslie H. Wexner ---------------------------------------------------- Leslie H. Wexner Abigail S. Wexner ---------------------------------------------------- Abigail S. Wexner HEALTH AND SCIENCE INTERESTS II By: Leslie H. Wexner ------------------------------------------------ Leslie H. Wexner, Trustee WEXNER CHILDREN HOLDINGS By: Abigail S. Wexner ------------------------------------------------ Abigail S. Wexner, Trustee THE WEXNER CHILDREN'S TRUST II By: Jeffrey E. Epstein ------------------------------------------------ Jeffrey E. Epstein, Trustee THE CHILDREN TRUST By: Leslie H. Wexner ------------------------------------------------ Leslie H. Wexner, Trustee THE BIRTHDAY TRUST By: Abigail S. Wexner ------------------------------------------------ Abigail S. Wexner, Trustee 12 EXHIBIT INDEX ------------- Exhibit No. ----------- Exhibit 1 Joint Filing Agreement by and among Leslie H. Wexner, Abigail S. Wexner, Health and Science Interests II, Wexner Children Holdings, The Wexner Children's Trust II, The Children Trust, and The Birthday Trust, dated June 12, 2002. 13 EX-99 3 ex-1_27.txt Exhibit 1 JOINT FILING AGREEMENT This will confirm the agreement by and among all the undersigned that the Schedule 13D filed on or about this date and any amendments thereto with respect to beneficial ownership by the undersigned of shares of the common stock, par value $0.50 per share, of Limited Brands, Inc. is being filed on behalf of each of the undersigned in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934. This agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Dated: June 12, 2002 Leslie H. Wexner ---------------------------------------------------- Leslie H. Wexner Abigail S. Wexner ---------------------------------------------------- Abigail S. Wexner HEALTH AND SCIENCE INTERESTS II By: Leslie H. Wexner ------------------------------------------------ Leslie H. Wexner, Trustee WEXNER CHILDREN HOLDINGS By: Abigail S. Wexner ------------------------------------------------ Abigail S. Wexner, Trustee THE WEXNER CHILDREN'S TRUST II By: Jeffrey E. Epstein ------------------------------------------------ Jeffrey E. Epstein, Trustee THE CHILDREN TRUST By: Leslie H. Wexner ------------------------------------------------ Leslie H. Wexner, Trustee THE BIRTHDAY TRUST By: Abigail S. Wexner ------------------------------------------------ Abigail S. Wexner, Trustee 2 -----END PRIVACY-ENHANCED MESSAGE-----